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IA- Massachusetts Investment Adviser and Broker-Dealer Registration Fees

IA- Massachusetts Investment Adviser and Broker-Dealer Registration Fees

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IA- California Index of Fees, Fines and Penalties (Form 510)

IA- California Index of Fees, Fines and Penalties (Form 510)

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IA- Connecticut Investment Adviser and Broker-Dealer Branch Office Registration Requirements

IA- Connecticut Investment Adviser and Broker-Dealer Branch Office Registration Requirements

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IA- Connecticut Investment Adviser and Broker-Dealer Registration Fees

IA- Connecticut Investment Adviser and Broker-Dealer Registration Fees

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IA- Connecticut In-State Registered Adv. Invest. Advisory Registrant’s Certificate Form

IA- Connecticut In-State Registered Adv. Invest. Advisory Registrant’s Certificate Form

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IA- Connecticut In-State Regulated Investment Adviser Supplement Form

IA- Connecticut In-State Regulated Investment Adviser Supplement Form

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IA- Connecticut Invest. Adv. and Invest. Adv. Agent Examination Requirements

IA- Connecticut Invest. Adv. and Invest. Adv. Agent Examination Requirements

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IA- Connecticut State Registered Investment Adviser Registration Requirements

IA- Connecticut State Registered Investment Adviser Registration Requirements

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IA- Connecticut Federally Covered Investment Adviser Registration Requirements

IA- Connecticut Federally Covered Investment Adviser Registration Requirements

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IA- Connecticut Investment Adviser Agent Registration Requirements

IA- Connecticut Investment Adviser Agent Registration Requirements

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BD- Connecticut B-D and Invest. Adviser Branch Office Registration Requirements

BD- Connecticut B-D and Invest. Adviser Branch Office Registration Requirements

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BD- Connecticut Broker-Dealer and Investment Adviser Registration Fees

BD- Connecticut Broker-Dealer and Investment Adviser Registration Fees

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IA- New York Supplemental Salesperson Statement Form M-4

IA- New York Supplemental Salesperson Statement Form M-4

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IA- State of New York Salesperson Statement Form M-2

IA- State of New York Salesperson Statement Form M-2

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IA- New York Investment Adviser Qualification and Request for Waiver of Examination Form

IA- New York Investment Adviser Qualification and Request for Waiver of Examination Form

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IA- New York Investment Adviser Registration Requirements Coversheet

IA- New York Investment Adviser Registration Requirements Coversheet

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IA- 2020 Investment Adviser Annual Compliance Calendar

IA- 2020 Investment Adviser Annual Compliance Calendar

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IA- 2020 Investment Adviser Year-End Compliance Checklist Update

IA- 2020 Investment Adviser Year-End Compliance Checklist Update

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IA- Virginia Exclusion from Definition of an Investment Adviser

IA- Virginia Exclusion from Definition of an Investment Adviser

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IA- Virginia Invest. Adv. Representative Affidavit for Waiver of Exam Request Form

IA- Virginia Invest. Adv. Representative Affidavit for Waiver of Exam Request Form

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IA- Virginia Invest. Adv. Rep. Exam and Qualification Requirements

IA- Virginia Invest. Adv. Rep. Exam and Qualification Requirements

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IA- Virginia Invest. Adv. Rep. Initial, Update, Amendment and Renewal Reg. Requirements

IA- Virginia Invest. Adv. Rep. Initial, Update, Amendment and Renewal Reg. Requirements

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IA- Virginia Invest. Adv. Initial, Update, Amendment and Renewal Reg. Requirements

IA- Virginia Invest. Adv. Initial, Update, Amendment and Renewal Reg. Requirements

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IA- Virginia Investment Adviser Surety Bond Form

IA- Virginia Investment Adviser Surety Bond Form

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IA- Virginia Investment Adviser In-State Affidavit Form

IA- Virginia Investment Adviser In-State Affidavit Form

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IA- Virginia Investment Adviser Out-of-State Affidavit Form

IA- Virginia Investment Adviser Out-of-State Affidavit Form

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IA- Virginia Invest. Adv. Rep. Employed by More Than One IA Req. and Agreement Form

IA- Virginia Invest. Adv. Rep. Employed by More Than One IA Req. and Agreement Form

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IA- District of Columbia Investment Adviser and Representative Registration Requirements

IA- District of Columbia Investment Adviser and Representative Registration Requirements

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IA- South Carolina Investment Adviser Surety Bond Form

IA- South Carolina Investment Adviser Surety Bond Form

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IA- South Carolina Invest. Adv. Invest. Adv. Rep. Reg. Requirements Checklist

IA- South Carolina Invest. Adv. Invest. Adv. Rep. Reg. Requirements Checklist

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IA- North Carolina Investment Adviser Rep. Registration Requirements Guide

IA- North Carolina Investment Adviser Rep. Registration Requirements Guide

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IA- North Carolina Investment Adviser Registration Requirements Guide

IA- North Carolina Investment Adviser Registration Requirements Guide

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IA- SEC Form ADV-E

IA- SEC Form ADV-E

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IA- SEC Form ADV-W

IA- SEC Form ADV-W

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IA- SEC Form ADV Execution Page

IA- SEC Form ADV Execution Page

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IA- SEC Form ADV Part 2

IA- SEC Form ADV Part 2

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