IA- Connecticut Federally Covered Investment Adviser Registration Requirements

The CT Federally Covered Investment Adviser Registration Requirements highlight the steps necessary to register as a federally covered investment adviser in the State of Connecticut pursuant to the Connecticut Uniform Securities Act.  Members also downloaded Connecticut Investment Adviser Agent Registration Requirements or Connecticut State Registered Investment Adviser Registration Requirements.

Version/Update: V.U/03/2020

Total Page Count/Format: 12/.pdf

Source/Author(s): CT Department of Banking