IA- State of New York Salesperson Statement Form M-2

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The NY Salesperson Statement Form M-2 shall be filed by Non-FINRA registered investment advisers transacting business in the State of New York.  Members also downloaded New York Investment Adviser Registration Requirements Coversheet or New York Supplemental Salesperson Statement Form M-4.

Version/Update: V.IPB/Revised 05/18

Total Page Count/Format: 2/.pdf

Source/Author(s):  NY Office of the Attorney General