IA- District of Columbia Investment Adviser and Representative Registration Requirements

The DC Investment Adviser and Representative Registration Requirements highlight the steps necessary for initial registration pursuant to District of Columbia Official Code §31-5602.02.  Members also downloaded District of Columbia Broker-Dealer Firm Initial and Renewal Registration Requirements or District of Columbia Broker-Dealer Agent Initial and Renewal Registration Requirements.

Version/Update: V.U/2000

Total Page Count/Format: 2/.pdf

Source/Author(s): District of Columbia Dept. of Insurance, Securities and Banking