IA- SEC Form ADV-W

Form ADV-W is required when a registered investment adviser requests to withdraw their active registration with the SEC.  Information required on the form includes: A statement of financial condition, contact information, status of the current business and clientele as well as an outline of the advisor’s books and records.  Members also downloaded New Form ADV Part 1A Amendment Update Form or Form ADV Offer Letter & Summary of Material Changes or SEC Form ADV Parts 1 & 2 General Instructions or Investment Adviser Registration Questionnaire or SEC Form ADV Part 1A & Part 1B.

Version/Update: 3235-0313/November 2010

Total Page Count/Format: 11/.pdf

Source/Author(s): SEC