IA- Virginia Exclusion from Definition of an Investment Adviser

The VA Exclusion from Definition of an Investment Adviser defines the terms "Investment Adviser" and "Federal Covered Adviser" as they apply to the investment advisory business in accordance with Virginia Administrative Code Section 21VAC5-80-210.  Members also downloaded Virginia Investment Adviser Initial, Update, Amendment and Renewal Registration Requirements or Virginia Investment Adviser Representative Initial, Update, Amendment and Renewal Registration Requirements.

Version/Update: V.U/03/2020

Total Page Count/Format: 2/.pdf

Source/Author(s):  VA State Corporation Commission