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CO- Colorado Crowdfunding Disclosure Document Form CF-2

CO- Colorado Crowdfunding Disclosure Document Form CF-2

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CO- Colorado Notification of Intention to Issue Securities Form CF-1

CO- Colorado Notification of Intention to Issue Securities Form CF-1

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DE- Delaware Uniform Investment Company Notice Filing Form-NF

DE- Delaware Uniform Investment Company Notice Filing Form-NF

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DE- Delaware Uniform Consent to Service of Process Form U-2

DE- Delaware Uniform Consent to Service of Process Form U-2

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DE- Delaware Waiver of Statutory Registration Form

DE- Delaware Waiver of Statutory Registration Form

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DE- Delaware Small Business Sec. Offering App. for Mid-Atlantic Regional Review Form- MARRF

DE- Delaware Small Business Sec. Offering App. for Mid-Atlantic Regional Review Form- MARRF

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DE- Delaware Notice of Limited Offering Exemption Form-LOE

DE- Delaware Notice of Limited Offering Exemption Form-LOE

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IA- Delaware Investment Adviser Cybersecurity Survey

IA- Delaware Investment Adviser Cybersecurity Survey

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IA- Delaware Investment Adviser and IA Rep. Examination Affidavit Form

IA- Delaware Investment Adviser and IA Rep. Examination Affidavit Form

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IA- Delaware Investment Adviser and IA Rep. Registration Requirements

IA- Delaware Investment Adviser and IA Rep. Registration Requirements

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IA- Colorado Investment Adviser Representative Affidavit of Eligibility Form U-AE

IA- Colorado Investment Adviser Representative Affidavit of Eligibility Form U-AE

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IA- Colorado Investment Adviser Cybersecurity Checklist and Rules

IA- Colorado Investment Adviser Cybersecurity Checklist and Rules

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IA- Colorado Investment Adviser Representative Email Registration Rule

IA- Colorado Investment Adviser Representative Email Registration Rule

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IA- Colorado Investment Adviser and Investment Adviser Rep. Registration Fees

IA- Colorado Investment Adviser and Investment Adviser Rep. Registration Fees

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IA- Colorado Investment Adviser and IA Rep. Registration Requirements

IA- Colorado Investment Adviser and IA Rep. Registration Requirements

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IA- Arkansas Investment Adviser Independent Contractor Acknowledgement

IA- Arkansas Investment Adviser Independent Contractor Acknowledgement

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IA- Arkansas Investment Adviser Surety Bond Form U-SB and Continuation Certificate

IA- Arkansas Investment Adviser Surety Bond Form U-SB and Continuation Certificate

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IA- Arkansas Investment Adviser Registration Requirements

IA- Arkansas Investment Adviser Registration Requirements

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IA- Arkansas Investment Adviser Dual Registration and Joint Supervision Requirements

IA- Arkansas Investment Adviser Dual Registration and Joint Supervision Requirements

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IA- Form CRS Relationship Summary Template for Investment Advisers

IA- Form CRS Relationship Summary Template for Investment Advisers

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IA- Alabama Investment Adviser Client Agreement Sample Template

IA- Alabama Investment Adviser Client Agreement Sample Template

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IA- Alabama Investment Adviser Surety Bond Form U-SB

IA- Alabama Investment Adviser Surety Bond Form U-SB

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IA- Alabama Investment Adviser Representative Registration Requirements

IA- Alabama Investment Adviser Representative Registration Requirements

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IA- Alabama Investment Adviser SEC Registration Requirements

IA- Alabama Investment Adviser SEC Registration Requirements

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IA- Alabama Investment Adviser In-State Registration Requirements

IA- Alabama Investment Adviser In-State Registration Requirements

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TX- Texas Year-End Report of Sales of Federal Covered Securities by a Money Market Fund Form 133.27

TX- Texas Year-End Report of Sales of Federal Covered Securities by a Money Market Fund Form 133.27

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TX- Texas Request for Determination of Money Market Fund Status for Federal Covered Securities Form 133.26

TX- Texas Request for Determination of Money Market Fund Status for Federal Covered Securities Form 133.26

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TX- Texas Crowdfunding Exemption Notice Form 133.21

TX- Texas Crowdfunding Exemption Notice Form 133.21

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TX- Texas Crowdfunding Portal Reg. by an Auth. Small Bus. Development Entity Form 133.20

TX- Texas Crowdfunding Portal Reg. by an Auth. Small Bus. Development Entity Form 133.20

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TX- Texas Crowdfunding Portal Withdrawal of Registration Form 133.16

TX- Texas Crowdfunding Portal Withdrawal of Registration Form 133.16

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TX- Texas Crowdfunding Portal Registration Form 133.15

TX- Texas Crowdfunding Portal Registration Form 133.15

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TX- Texas Third Party Brokerage Arrangements on Financial Entity Premises Form 133.9

TX- Texas Third Party Brokerage Arrangements on Financial Entity Premises Form 133.9

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TX- Texas Consent to Service Instructions and Form 133.8

TX- Texas Consent to Service Instructions and Form 133.8

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TX- Texas Application for Registration of Securities Form 133.7

TX- Texas Application for Registration of Securities Form 133.7

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IA- Texas Invest. Adv. and IA Rep. Request for Consideration of a Registration Application by a Military Applicant Form 133.4

IA- Texas Invest. Adv. and IA Rep. Request for Consideration of a Registration Application by a Military Applicant Form 133.4

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IA- Texas Investment Adviser and Investment Adviser Representative Open Record Request Form 133.2

IA- Texas Investment Adviser and Investment Adviser Representative Open Record Request Form 133.2

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