IA- New York Investment Adviser Qualification and Request for Waiver of Examination Form

The NY Investment Adviser Qualification and Request for Waiver of Examination Form attests to the requirements required to qualify as an investment adviser and/or to request a waiver of the examination requirements in the State of New York.  Members also downloaded New York Investment Adviser Registration Requirements Coversheet.

Version/Update: V.NY-IAQ/Revised 05/18

Total Page Count/Format: 1/.pdf

Source/Author(s):  NY Office of the Attorney General