IA- Connecticut Investment Adviser Agent Registration Requirements

The CT Investment Adviser Agent Registration Requirements highlight the steps necessary to register as an investment adviser agent in the State of Connecticut pursuant to the Connecticut Uniform Securities Act.  Members also downloaded Connecticut Federally Covered Investment Adviser Registration Requirements or Connecticut State Registered Investment Adviser Registration Requirements.

Version/Update: V.U/03/2020

Total Page Count/Format: 4/.pdf

Source/Author(s): CT Department of Banking