IA- Massachusetts Investment Adviser and Broker-Dealer Registration Fees

The MA Investment Adviser and Broker-Dealer Registration Fees highlight the initial, renewal and transfer fees required when registering as an investment adviser and broker-dealer in the State of Massachusetts.  Members also downloaded Massachusetts Investment Adviser and Investment Adviser Representative Registration Requirements or Massachusetts Criminal Offender Record Information (CORI) Acknowledgement Form.

Version/Update: V.U/03/2020

Total Page Count/Format: 2/.pdf

Source/Author(s):  MA Securities Division