New Mexico Securities Division Library

IA- New Mexico Investment Adviser Balance Sheet Form

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BD- New Mexico Broker-Dealer Registration Requirement Packet

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NM- New Mexico Limited Offering Exemption Form-Y

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NM- New Mexico Small Offerings by Issuers with Local Operations Exemption Form-X

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NM- New Mexico Sales to Ten or Fewer Purchasers Exemption Form-N

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NM- New Mexico Small Company Offering Registration - SCOR Form U-7

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NM- New Mexico Small Company Offering Registration – SCOR Instructions

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NM- New Mexico Uniform Notice of Filing of Regulation A – Tier 2 Offering Form

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NM- New Mexico Accredited Investor Exemption Form

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IA- New Mexico Investment Adviser Reg. Surety Bond Form BF-2

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IA- New Mexico Investment Adviser Registration Requirement Packet

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BD- New Mexico Broker-Dealer Affidavit of No Sales Form

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BD- New Mexico Broker-Dealer Reg. Surety Bond Form BF-2

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NM- New Mexico Uniform Investment Company Notice Filing Form-NF

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NM- New Mexico Uniform Consent to Service of Process Form U-2

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NM- New Mexico Uniform Application to Register Securities Form U-1

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