IA- New Mexico Investment Adviser Registration Requirement Packet

The NM Investment Adviser Registration Requirement Packet highlights the steps necessary to register as an investment adviser in the State of New Mexico.  The packet also details the fees and examination requirements necessary for registration.  Members also downloaded New Mexico Investment Adviser Balance Sheet Form or New Mexico Investment Adviser Registration Surety Bond Form BF-2.

Version/Update: V.U/12/2015

Total Page Count/Format: 3/.pdf

Source/Author(s): New Mexico Securities Division