BD- New Mexico Broker-Dealer Reg. Surety Bond Form BF-2

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The NM Broker-Dealer Registration Surety Bond Form BF-2 is a representation that a broker-dealer must be authorized to transact business in the state of New Mexico.  The purpose of the Surety Bond is to ensure that a broker-dealer adheres to the minimum capital and bonding requirements in the state of New Mexico.  Members also downloaded New Mexico Broker-Dealer Registration Requirement Packet or New Mexico Broker-Dealer Affidavit of No Sales Form.

Version/Update: V.U/01/2010

Total Page Count/Format: 2/.pdf

Source/Author(s): New Mexico Securities Division