BD- New Mexico Broker-Dealer Affidavit of No Sales Form

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The NM Broker-Dealer Affidavit of No Sales Form is an updated representation that the broker-dealer applicant, its principals, officers, agents, and/or related persons have not transacted any business in the state of New Mexico and will not transact business until registered with the NM Securities Division.  Members also downloaded New Mexico Broker-Dealer Registration Requirement Packet or New Mexico Broker-Dealer Registration Surety Bond Form BF-2.

Version/Update: V.U/01/2010

Total Page Count/Format: 1/.pdf

Source/Author(s): New Mexico Securities Division