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IA- Arkansas Investment Adviser Independent Contractor Acknowledgement

IA- Arkansas Investment Adviser Independent Contractor Acknowledgement

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IA- Alabama Investment Adviser SEC Registration Requirements

IA- Alabama Investment Adviser SEC Registration Requirements

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IA- Alabama Investment Adviser Surety Bond Form U-SB

IA- Alabama Investment Adviser Surety Bond Form U-SB

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IA- Alaska Dual Registration as an IA Representative and a B-D Salesperson Sample Letter

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IA- Alaska Investment Adviser Registration Fee Schedule

IA- Alaska Investment Adviser Registration Fee Schedule

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IA- Alabama Investment Adviser Client Agreement Sample Template

IA- Alabama Investment Adviser Client Agreement Sample Template

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IA- 2021 Investment Adviser Year-End Compliance Checklist

IA- 2021 Investment Adviser Year-End Compliance Checklist

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IA- Alabama Investment Adviser In-State Registration Requirements

IA- Alabama Investment Adviser In-State Registration Requirements

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IA- Alabama Investment Adviser Representative Registration Requirements

IA- Alabama Investment Adviser Representative Registration Requirements

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IA- 2019 Investment Adviser Year-End Compliance Checklist

IA- 2019 Investment Adviser Year-End Compliance Checklist

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IA- 2020 Investment Adviser Year-End Compliance Checklist Update

IA- 2020 Investment Adviser Year-End Compliance Checklist Update

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IA- 2021 Investment Adviser Annual Compliance Calendar Mid-Year Update

IA- 2021 Investment Adviser Annual Compliance Calendar Mid-Year Update

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IA- 2020 Investment Adviser Annual Compliance Calendar

IA- 2020 Investment Adviser Annual Compliance Calendar

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FL- Florida Small Corporate Offering Registration Disclosure Document Form U-7

FL- Florida Small Corporate Offering Registration Disclosure Document Form U-7

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FL- Florida Registration of Crowdfunding Intermediary Application Form FL-INT

FL- Florida Registration of Crowdfunding Intermediary Application Form FL-INT

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FL- Florida Notice of Crowdfunding Issuer Offering Form FL-CI

FL- Florida Notice of Crowdfunding Issuer Offering Form FL-CI

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FL- Florida Issuer-Dealer Compliance, Form OFR-DA-5-91

FL- Florida Issuer-Dealer Compliance, Form OFR-DA-5-91

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FL- Florida Application for Registration of Securities Form OFR-S-1-91

FL- Florida Application for Registration of Securities Form OFR-S-1-91

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FL- Florida Guide to Small Business Investments

FL- Florida Guide to Small Business Investments

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FL- Florida Disclosure of Business Activities in Cuba Form

FL- Florida Disclosure of Business Activities in Cuba Form

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FL- Florida Disclosure Statement for a FL Intrastate Crowdfunding Offer-Supplement CI

FL- Florida Disclosure Statement for a FL Intrastate Crowdfunding Offer-Supplement CI

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DE- Delaware Waiver of Statutory Registration Form

DE- Delaware Waiver of Statutory Registration Form

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FL- Florida Application for Registration of Securities Exhibit 1, Form OFR-S-7-91

FL- Florida Application for Registration of Securities Exhibit 1, Form OFR-S-7-91

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DE- Delaware Small Business Sec. Offering App. for Mid-Atlantic Regional Review Form- MARRF

DE- Delaware Small Business Sec. Offering App. for Mid-Atlantic Regional Review Form- MARRF

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DE- Delaware Uniform Investment Company Notice Filing Form-NF

DE- Delaware Uniform Investment Company Notice Filing Form-NF

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CPBD- Reg. BI Supervisory Review of Client Recommendations

CPBD- Reg. BI Supervisory Review of Client Recommendations

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CPBD- Reg. BI Supervisory Review of Client Recommendations

CPBD- Reg. BI Supervisory Review of Client Recommendations

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CO- Colorado Uniform Investment Company Notice Filing Form-NF

CO- Colorado Uniform Investment Company Notice Filing Form-NF

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CO- Colorado Uniform Consent to Service of Process Form U-2

CO- Colorado Uniform Consent to Service of Process Form U-2

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CO- Colorado Notice of Proposed Release of Funds from Escrow Form-ES

CO- Colorado Notice of Proposed Release of Funds from Escrow Form-ES

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CO- Colorado Notice of Proposed Release of Funds from Escrow Form ES-CF

CO- Colorado Notice of Proposed Release of Funds from Escrow Form ES-CF

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CO- Colorado Notification of Intention to Issue Securities Form CF-1

CO- Colorado Notification of Intention to Issue Securities Form CF-1

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CO- Colorado Crowdfunding Disclosure Document Form CF-2

CO- Colorado Crowdfunding Disclosure Document Form CF-2

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CO- Colorado Application for Registration by Qualification Form-RQ

CO- Colorado Application for Registration by Qualification Form-RQ

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CO- Colorado Impound of Funds Agreement Escrow Form

CO- Colorado Impound of Funds Agreement Escrow Form

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CO- Colorado Application for Limited Offering Registration Form-RL

CO- Colorado Application for Limited Offering Registration Form-RL

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