IA- Alaska Dual Registration as an IA Representative and a B-D Salesperson Sample Letter

The AK Dual Registration as an IA Representative and a B-D Salesperson Sample Letter should be filed when an applicant is registered as a broker-dealer salesperson and applies for registration as an investment adviser representative pursuant to Alaska Administrative Code Title 3, Chapter 8, Section 10.   Members also downloaded Alaska Investment Adviser Registration Fee Schedule or Alaska Investment Adviser Surety Bond Form.

Version/Update: V.U/04/2020

Total Page Count/Format: 1/.pdf

Source/Author(s): Alaska Division of Banking and Securities