IA- Arkansas Investment Adviser Independent Contractor Acknowledgement

The AR Investment Adviser Independent Contractor Acknowledgement should be completed by investment advisers seeking registration in the State of Arkansas.  The Acknowledgement certifies that the investment adviser and investment adviser representatives have satisfied the qualifications pursuant to the Arkansas Securities Act § 23-42-102(8) and § 23-42-102(12).  Members also downloaded Arkansas Investment Adviser Registration Requirements or Arkansas Investment Adviser Dual Registration and Joint Supervision Requirements.

Version/Update: V.U/02/2012

Total Page Count/Format: 2/.pdf

Source/Author(s): Arkansas Securities Department Library