North Dakota Securities Department Library

ND- North Dakota Taxpayer Identification and Certification Form W-9

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ND- North Dakota Securities Agent Registration Application Form S-5

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ND- North Dakota Application for Registration of Securities by Announcement – Secondary

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ND- North Dakota Accredited Investor Exemption Form-AIE

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ND- North Dakota Application for Registration of Securities by Qualification Form S-2

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ND- North Dakota Impoundment of Funds Agreement Form S-9

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ND- North Dakota Issuer Exemption Application Form-E(S)

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ND- North Dakota Issuer Exemption Final Report of Sales Form-(E)(R)(S)

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ND- North Dakota Uniform Application to Register Securities Form U-1

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ND- North Dakota Limited Offeree Exemption Application Form-E

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ND- North Dakota Limited Offeree Exemption Final Report of Offers and Sales Form-(E)R

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ND- North Dakota Nonprofit Organization Claim of Exemption Form-NP

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ND- North Dakota Securities Offering Circular Guidelines

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ND- North Dakota Securities Rescission Offer Form-RO

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ND- North Dakota Solicitation of Interest Form-SOI

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ND- North Dakota Issuer-Dealer Renewal or Termination Form S-6

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ND- North Dakota Dealer Registration Application Form S-4

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ND- North Dakota Issuer-Dealer Affidavit of Activity Form

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ND- North Dakota Uniform Consent to Service of Process Form U-2

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IA- North Dakota Investment Adviser Affidavit of Activity Form

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BD- North Dakota Broker-Dealer Affidavit of Activity Form

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