BD- North Dakota Broker-Dealer Affidavit of Activity Form

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The ND Broker-Dealer Affidavit of Activity Form is an updated representation that the broker-dealer applicant, its principals, officers, agents, and/or related persons have or have not transacted business prior to registration with the Securities Department of the State of North Dakota.  Members also downloaded North Dakota Investment Adviser Affidavit of Activity Form.

Version/Update: V.U/08/2018

Total Page Count/Format: 1/.pdf

Source/Author(s): North Dakota Securities Department