IA- North Dakota Investment Adviser Affidavit of Activity Form

The ND Investment Adviser Affidavit of Activity Form is an updated representation that the investment adviser applicant, its principals, officers, agents, and/or related persons have or have not transacted business prior to registration with the Securities Department of the State of North Dakota.  Members also downloaded North Dakota Broker-Dealer Affidavit of Activity Form.

Version/Update: V.U/07/2011

Total Page Count/Format: 1/.pdf

Source/Author(s): North Dakota Securities Department