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SEC Registered Investment Adviser Compliance Manual- Impartial Conduct Standards

SEC Registered Investment Adviser Compliance Manual- Impartial Conduct Standards

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SEC Registered Investment Adviser Compliance Manual- General Supervision

SEC Registered Investment Adviser Compliance Manual- General Supervision

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SEC Registered Investment Adviser Compliance Manual- Customer Accts. & Trans.

SEC Registered Investment Adviser Compliance Manual- Customer Accts. & Trans.

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SEC Registered Investment Adviser Compliance Manual- Contracts & Disclosures

SEC Registered Investment Adviser Compliance Manual- Contracts & Disclosures

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SEC Registered Investment Adviser Compliance Manual- Communications

SEC Registered Investment Adviser Compliance Manual- Communications

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SEC Registered Investment Adviser Compliance Manual- Books & Records

SEC Registered Investment Adviser Compliance Manual- Books & Records

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SD- South Dakota Uniform Notice of Federal Crowdfunding Offering Form U-CF

SD- South Dakota Uniform Notice of Federal Crowdfunding Offering Form U-CF

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SEC Registered Investment Adviser Compliance Manual- AML

SEC Registered Investment Adviser Compliance Manual- AML

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SEC Registered Investment Adviser Compliance Manual- Advertising & Marketing

SEC Registered Investment Adviser Compliance Manual- Advertising & Marketing

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SD- South Dakota Uniform Investment Company Notice Filing Form-NF

SD- South Dakota Uniform Investment Company Notice Filing Form-NF

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SD- South Dakota Statement of the Issuer Application for Transactional Exemption Form

SD- South Dakota Statement of the Issuer Application for Transactional Exemption Form

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SD- South Dakota Small Company Offering Registration - SCOR Filing Manual

SD- South Dakota Small Company Offering Registration - SCOR Filing Manual

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SD- South Dakota Quarterly and/or Final Report of Sales of Securities Form

SD- South Dakota Quarterly and/or Final Report of Sales of Securities Form

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SD- South Dakota Small Company Offering Registration - SCOR Form U-7

SD- South Dakota Small Company Offering Registration - SCOR Form U-7

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SD- South Dakota Issuer Report of Sales in Limited Offerings Form

SD- South Dakota Issuer Report of Sales in Limited Offerings Form

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PA- Pennsylvania Small Company Offering Registration - SCOR Form U-7

PA- Pennsylvania Small Company Offering Registration - SCOR Form U-7

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PA- Pennsylvania Uniform Investment Company Notice Filing Form-NF

PA- Pennsylvania Uniform Investment Company Notice Filing Form-NF

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PA- Pennsylvania Securities Proxy Materials Form-203o

PA- Pennsylvania Securities Proxy Materials Form-203o

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PA- Pennsylvania Securities Rescission Offer Form-RO

PA- Pennsylvania Securities Rescission Offer Form-RO

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PA- Pennsylvania Retroactive Registration of Investment Company Securities Form-210

PA- Pennsylvania Retroactive Registration of Investment Company Securities Form-210

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PA- Pennsylvania Report on use of Proceeds Form-209

PA- Pennsylvania Report on use of Proceeds Form-209

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PA- Pennsylvania Offering Solicitation of Interest Form-SOI

PA- Pennsylvania Offering Solicitation of Interest Form-SOI

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PA- Pennsylvania Continuation of Section 205 Registration Form-207j

PA- Pennsylvania Continuation of Section 205 Registration Form-207j

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PA- Pennsylvania Finance Company Debt Securities Registration Guidelines

PA- Pennsylvania Finance Company Debt Securities Registration Guidelines

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PA- Pennsylvania Debt Securities for Nonprofits Form-203p

PA- Pennsylvania Debt Securities for Nonprofits Form-203p

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OR- Oregon Promotional Stock Escrow Agreement Form

OR- Oregon Promotional Stock Escrow Agreement Form

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OR- Oregon Certain Compensatory Benefit Plans Form

OR- Oregon Certain Compensatory Benefit Plans Form

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OK- Oklahoma Uniform Notice of Filing of Regulation A – Tier 2 Offering Form

OK- Oklahoma Uniform Notice of Filing of Regulation A – Tier 2 Offering Form

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OK- Oklahoma Small Company Offering Registration - SCOR Form U-7

OK- Oklahoma Small Company Offering Registration - SCOR Form U-7

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OK- Oklahoma Uniform Application to Register Securities Form U-1

OK- Oklahoma Uniform Application to Register Securities Form U-1

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OK- Oklahoma Uniform Consent to Service of Process Form U-2

OK- Oklahoma Uniform Consent to Service of Process Form U-2

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OK- Oklahoma Uniform Investment Company Notice Filing Form-NF

OK- Oklahoma Uniform Investment Company Notice Filing Form-NF

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OK- Oklahoma Investment Company Report of Sales Form-USR1

OK- Oklahoma Investment Company Report of Sales Form-USR1

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OK- Oklahoma Model Accredited Investor Exemption Uniform Notice of Transaction Form

OK- Oklahoma Model Accredited Investor Exemption Uniform Notice of Transaction Form

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NV- Nevada Solicitation of Interest Form NAC 90.538

NV- Nevada Solicitation of Interest Form NAC 90.538

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OK- Oklahoma Accredited Investor Exemption Form

OK- Oklahoma Accredited Investor Exemption Form

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