SD- South Dakota Quarterly and/or Final Report of Sales of Securities Form

The SD Quarterly and/or Final Report of Sales of Securities Form detail the quarterly and/or final sales information for a securities offering in the state of South Dakota.  Some of the information on the form includes: Aggregate dollar amount registered, unsold balance at the beginning of the reporting period, total amount registered for the review period, amount sold and unsold during the review period as well as the ratio of commissions and underwriting expenses to the aggregate amount sold.

Version/Update: V.U/06/2020

Total Page Count/Format: 1/.pdf

Source/Author(s): South Dakota Division of Insurance – Securities Regulation