BD- West Virginia Broker-Dealer and Agent Registration Requirements
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BD- West Virginia Broker-Dealer Uniform Surety Bond Form U-SB
WV- West Virginia Model Accredited Investor Exemption Form
WV- West Virginia Small Company Offering Registration – SCOR Filing Manual
WV- West Virginia Small Company Offering Registration - SCOR Form U-7
WV- West Virginia Uniform Investment Company Notice Filing Form-NF
WV- West Virginia Uniform Consent to Service of Process Form U-2
BD- Vermont Affidavit of Broker-Dealer Activity Form
VT- Vermont Uniform Application to Register Securities Form U-1
UT- Utah Registration by Coordination – Closing Report Form 9-1
UT- Utah Registration by Coordination Certification Form 10-2-1B
UT- Utah Registration by Qualification – Closing Report Form 10-2-1A
UT- Utah Application for Registration by Qualification Form 10-2-1
UT- Utah Application for Hearing for Certain Exchanges of Securities Form-11
UT- Utah Impound of Funds Escrow Agreement Form 11-7b
UT- Utah Reorganization of Exemption Application Form 14-2p
UT- Utah Uniform Limited Offering Exemption – Final Report Form 14-2n
UT- Utah Securities Solicitation of Interest Form 14-21v
UT- Utah Corporate Indemnity Bond of Issuer Form 4-5BI
BD- Utah Broker-Dealer Corporate Indemnity Bond Form 4-5BBD
BD- Utah Broker-Dealer Agent Indemnity Bond Form 4-5BA
UT- Utah Accredited Investor Exemption Form 14-25v
UT- Utah Application for Coordinated State Review Form CER-1
UT- Utah Application for Coordinated Review – SCOR West Filing Form
UT- Utah Small Company Offering Registration - SCOR Form U-7
UT- Utah Uniform Investment Company Notice Filing Form-NF
UT- Utah Uniform Consent to Service of Process Form U-2
UT- Utah Uniform Application to Register Securities Form U-1
TN- Tennessee Invest Tennessee Exemption Notice Form IN-1808
TN- Tennessee Employer Purchase – Option Plan Exemption Notice Form IN-1461
