SIPC-7 General Assessment Reconciliation Form


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FINRA member firms that are also SIPC members are required to complete and submit a SIPC-7 General Assessment Reconciliation Form to SIPC at the end of their fiscal year, less any assessment paid with the SIPC-6. The completed form with any additional assessment owed, is due 60 days after the fiscal year end plus a 15-day grace period.  Members also viewed/downloaded SIPC-6 General Assessment Payment Form.

Version/Update: V.36-REV/December 2018

Total Page Count/Format: 4/.pdf (form filler)

Source/Author(s): SIPC