BD- Broker-Dealer Client Consent to Electronic Delivery of Information

The Broker-Dealer Client Consent to Electronic Delivery of Information form constitutes a client’s acknowledgement that the broker-dealer may use electronic media to deliver information and the client’s consent to receive information from the firm via email or other electronic means in accordance with SEC Release No. 33-7288; 34-37182; IC- 21945; IA-1562 File No. S7-13-96 and/or applicable state requirements.  Members also downloaded the Broker-Dealer Privacy Policy Statement Notification.

Version/Update: V.2/ August 31, 2020

Total Page Count/Format: 1/.docx

Source/Author(s): Connexien