BDIA- FINRA New Organization Super Account Administrator (SAA) Form

The FINRA New Organization Super Account Administrator (SAA) Form is used when your Organization is (1) new and requires access to systems owned or maintained by FINRA; (2) an existing Investment Adviser (IA) firm that has not yet filed its initial Form ADV and needs to replace its SAA; (3) an existing Investment Adviser (IA) firm applying to be a broker-dealer firm; (4) an existing BD/CAB firm applying to be a joint BD/IA or CAB/IA firm; or (5) an existing Relying Adviser firm applying to be an IA firm.  Members also downloaded the FINRA Update/Replace Super Account Administrator (SAA) Form.

Version/Update: V.4/January 23, 2018

Total Page Count/Format: 6/.pdf (form filler)

Source/Author(s): FINRA