FINRA New Organization Super Account Administrator (SAA) Form & FEA Instructions

The updated FINRA New Organization Super Account Administrator (SAA) Form & FINRA Entitlement Agreement (FEA) Instructions is used when your Organization is (1) new and requires access to systems owned or maintained by FINRA; (2) an existing Investment Adviser (IA) firm that has not yet filed its initial Form ADV and needs to replace its SAA; (3) an existing Investment Adviser (IA) firm applying to be a broker-dealer firm; (4) an existing BD/CAB firm applying to be a joint BD/IA or CAB/IA firm; or (5) an existing Relying Adviser firm applying to be an IA firm.  Members also downloaded the FINRA Update/Replace Super Account Administrator (SAA) Form.

Version/Update: V.5/February 21, 2023

Total Page Count/Format: 6/.pdf (form filler)

Source/Author(s): FINRA