BD- New Mexico Broker-Dealer Registration Requirement Packet

The NM Broker-Dealer Registration Requirement Packet highlights the steps necessary to register as a broker-dealer in the State of New Mexico. The packet also details the fees and examination requirements necessary for registration.  Members also downloaded New Mexico Broker-Dealer Affidavit of No Sales Form or New Mexico Broker-Dealer Surety Bond Form BF-2.

Version/Update: V.U/12/2015

Total Page Count/Format: 2/.pdf

Source/Author(s): New Mexico Securities Division