IA- West Virginia Investment Adviser and Representative Registration Requirements

The WV Investment Adviser and Representative Registration Requirements highlight the steps necessary to register as an investment adviser and investment adviser representative in the State of West Virginia pursuant to the West Virginia Uniform Securities Law and Regulations.  Members also downloaded West Virginia Investment Adviser Uniform Surety Bond Form U-SB.

Version/Update: V.U/06/2020

Total Page Count/Format: 22/.pdf

Source/Author(s): West Virginia State Auditor’s Office Securities Division