West Virginia State Auditor's Office Securities Division Library
-
IA- West Virginia Investment Adviser Branch Office Registration Form
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
WV- West Virginia Uniform Investment Company Notice Filing Form-NF
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
WV- West Virginia Crowdfunding Issuer Exemption Notice Instructions and Form
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
WV- West Virginia Crowdfunding Portal Registration Instructions and Form
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
WV- West Virginia Application of Coordinated Review of Regulation A Offering Form CR-3(b)
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
IA- West Virginia Investment Adviser Authentication Form
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
IA- West Virginia Investment Adviser Affidavit of Financial Reporting Requirements
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
WV- West Virginia Agent of Issuer Registration Requirements
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
IA- West Virginia Investment Adviser and Rep. Reg. Requirements for Manual Paper Filer Form
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
BD- West Virginia Non-FINRA Broker-Dealer and Agent Registration Requirements
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
IA- West Virginia Investment Adviser and Rep. Solicitor Registration Requirements
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
IA- West Virginia Investment Adviser and Representative Registration Requirements
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
BD- West Virginia Broker-Dealer and Agent Registration Requirements
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
IA- West Virginia Investment Adviser Uniform Surety Bond Form U-SB
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
BD- West Virginia Broker-Dealer Uniform Surety Bond Form U-SB
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
WV- West Virginia Model Accredited Investor Exemption Form
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
WV- West Virginia Small Company Offering Registration – SCOR Filing Manual
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
WV- West Virginia Small Company Offering Registration - SCOR Form U-7
Vendor:Regular price $0.00 USDRegular priceUnit price / per -
WV- West Virginia Uniform Consent to Service of Process Form U-2
Vendor:Regular price $0.00 USDRegular priceUnit price / per