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West Virginia State Auditor's Office Securities Division Library

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  • WV- West Virginia Application of Coordinated Review of Regulation A Offering Form CR-3(b)

    WV- West Virginia Application of Coordinated Review of Regulation A Offering Form CR-3(b)

    WV- West Virginia Application of Coordinated Review of Regulation A Offering Form CR-3(b)

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  • IA- West Virginia Investment Adviser Branch Office Registration Form

    IA- West Virginia Investment Adviser Branch Office Registration Form

    IA- West Virginia Investment Adviser Branch Office Registration Form

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  • WV- West Virginia Model Accredited Investor Exemption Form

    WV- West Virginia Model Accredited Investor Exemption Form

    WV- West Virginia Model Accredited Investor Exemption Form

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  • WV- West Virginia Uniform Investment Company Notice Filing Form-NF

    WV- West Virginia Uniform Investment Company Notice Filing Form-NF

    WV- West Virginia Uniform Investment Company Notice Filing Form-NF

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  • WV- West Virginia Crowdfunding Issuer Exemption Notice Instructions and Form

    WV- West Virginia Crowdfunding Issuer Exemption Notice Instructions and Form

    WV- West Virginia Crowdfunding Issuer Exemption Notice Instructions and Form

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  • WV- West Virginia Crowdfunding Portal Registration Instructions and Form

    WV- West Virginia Crowdfunding Portal Registration Instructions and Form

    WV- West Virginia Crowdfunding Portal Registration Instructions and Form

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  • IA- West Virginia Investment Adviser Authentication Form

    IA- West Virginia Investment Adviser Authentication Form

    IA- West Virginia Investment Adviser Authentication Form

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  • IA- West Virginia Investment Adviser Affidavit of Financial Reporting Requirements

    IA- West Virginia Investment Adviser Affidavit of Financial Reporting Requirements

    IA- West Virginia Investment Adviser Affidavit of Financial Reporting Requirements

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  • WV- West Virginia Agent of Issuer Registration Requirements

    WV- West Virginia Agent of Issuer Registration Requirements

    WV- West Virginia Agent of Issuer Registration Requirements

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  • IA- West Virginia Investment Adviser and Rep. Reg. Requirements for Manual Paper Filer Form

    IA- West Virginia Investment Adviser and Rep. Reg. Requirements for Manual Paper Filer Form

    IA- West Virginia Investment Adviser and Rep. Reg. Requirements for Manual Paper Filer Form

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  • BD- West Virginia Non-FINRA Broker-Dealer and Agent Registration Requirements

    BD- West Virginia Non-FINRA Broker-Dealer and Agent Registration Requirements

    BD- West Virginia Non-FINRA Broker-Dealer and Agent Registration Requirements

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  • IA- West Virginia Investment Adviser and Rep. Solicitor Registration Requirements

    IA- West Virginia Investment Adviser and Rep. Solicitor Registration Requirements

    IA- West Virginia Investment Adviser and Rep. Solicitor Registration Requirements

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  • IA- West Virginia Investment Adviser and Representative Registration Requirements

    IA- West Virginia Investment Adviser and Representative Registration Requirements

    IA- West Virginia Investment Adviser and Representative Registration Requirements

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  • BD- West Virginia Broker-Dealer and Agent Registration Requirements

    BD- West Virginia Broker-Dealer and Agent Registration Requirements

    BD- West Virginia Broker-Dealer and Agent Registration Requirements

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  • IA- West Virginia Investment Adviser Uniform Surety Bond Form U-SB

    IA- West Virginia Investment Adviser Uniform Surety Bond Form U-SB

    IA- West Virginia Investment Adviser Uniform Surety Bond Form U-SB

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  • BD- West Virginia Broker-Dealer Uniform Surety Bond Form U-SB

    BD- West Virginia Broker-Dealer Uniform Surety Bond Form U-SB

    BD- West Virginia Broker-Dealer Uniform Surety Bond Form U-SB

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  • WV- West Virginia Small Company Offering Registration – SCOR Filing Manual

    WV- West Virginia Small Company Offering Registration – SCOR Filing Manual

    WV- West Virginia Small Company Offering Registration – SCOR Filing Manual

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  • WV- West Virginia Small Company Offering Registration - SCOR Form U-7

    WV- West Virginia Small Company Offering Registration - SCOR Form U-7

    WV- West Virginia Small Company Offering Registration - SCOR Form U-7

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  • WV- West Virginia Uniform Consent to Service of Process Form U-2

    WV- West Virginia Uniform Consent to Service of Process Form U-2

    WV- West Virginia Uniform Consent to Service of Process Form U-2

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