IA- Georgia Investment Adviser and Investment Adviser Representative Registration Requirements

The GA Investment Adviser and Investment Adviser Representative Registration Requirements highlight the steps necessary to register as an investment adviser, federally covered investment adviser and investment adviser representative pursuant to the Official Code of Georgia Annotated [O.C.G.A.  § 10-5-32, § 10-5-33, and § 10-5-34].  Members also downloaded Georgia Broker-Dealer and Broker-Dealer Agent Registration Requirements.

Version/Update: V.U/04/2020

Total Page Count/Format: 7/.pdf

Source/Author(s): GA Office of the Secretary of State Securities Division