BD- Georgia Broker-Dealer and Broker-Dealer Agent Registration Requirements
BD- Georgia Broker-Dealer and Broker-Dealer Agent Registration Requirements
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The GA Broker-Dealer and Broker-Dealer Agent Registration Requirements highlight the steps necessary to register as a broker-dealer and broker-dealer agent pursuant to the Official Code of Georgia Annotated [O.C.G.A. § 10-5-30 and § 10-5-31]. Members also downloaded Georgia Investment Adviser and Investment Adviser Representative Registration Requirements.
Version/Update: V.U/04/2020
Total Page Count/Format: 4/.pdf
Source/Author(s): GA Office of the Secretary of State Securities Division