SEC- Notice of Exempt Offering of Sec. Form-D

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The SEC Notice of Exempt Offering of Securities Form-D should be filed as notice of an exempt offering of securities with the Securities and Exchange Commission (SEC).  Federal securities law requires Form-D to be filed by companies that have sold securities without registration under the Securities Act of 1933 in an offering made under Rule 504 or 506 of Regulation D or Section 4(a)(5) of the Securities Act.  The notice should be filed within 15 days after the first sale of securities in the offering.  Members also downloaded Regulation A Offering Statement Form 1-A.

Version/Update: V.SEC1972/05/2017

Total Page Count/Format: 11/.pdf

Source/Author(s): SEC