SD- South Dakota Uniform Application to Register Securities Form U-1

The SD Uniform Application to Register Securities Form U-1 is an application completed by a company and filed with the Securities and Exchange Commission (SEC) for an issue or sale of securities, an acquisition or sale of assets.  Members also downloaded South Dakota Uniform Consent to Service of Process Form U-2.

Version/Update: V.U/06/2020

Total Page Count/Format: 4/.pdf

Source/Author(s): South Dakota Division of Insurance – Securities Regulation