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Investment Adviser Third-Party Vendor Management Log
Investment Adviser Third-Party Vendor Management Log
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$75.00 USD
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The Investment Adviser Third-Party Vendor Management Log serves as an important part of an investment adviser’s overall compliance program when overseeing third-party vendors and managing third-party risk management. The customizable Third-Party Vendor Management Log includes thirty-one separate sections for tracking, monitoring, and managing third-party vendors as well as addressing certain regulatory focal points often highlighted during the investment adviser examination process.
Version/Update: V.3/October 12, 2021
Total Page Count/Format: 1/.xlsx (landscape)
Source/Author(s): Connexien
Published by: Connexien
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