IA- Wisconsin Investment Adviser Financial Certification Form

The WI Investment Adviser Financial Certification Form is a representation that an investment adviser whose principal office is located in Wisconsin must maintain a positive net worth and net capital requirement pursuant to Wisconsin State Legislature, Department of Financial Institutions, Section 5.02.

Version/Update: V.U/04/2018

Total Page Count/Format: 1/.pdf

Source/Author(s): Wisconsin Department of Financial Institutions