IA- Washington Investment Adviser and I-A Rep. Registration Requirements

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The WA Investment Adviser and Investment Adviser Representative Registration Requirements highlight the steps necessary to register as an investment adviser and investment adviser representative pursuant to Washington Administrative Code Title 460, Chapter 24A.  Members also downloaded Washington Investment Adviser and Investment Adviser Rep. Licensing Fee Schedule.

Version/Update: V.U/01/2019

Total Page Count/Format: 54/.pdf

Source/Author(s): WA Dept. of Financial Institutions Securities Division