IA- Texas Investment Adviser Certification of Balance Sheet by Principal Financial Officer Form 133.18

The TX Investment Adviser Certification of Balance Sheet by Principal Financial Officer Form 133.18 should be completed by the Principal Financial Officer of the applicant seeking investment adviser approval pursuant to Texas Administrative Code Title 7, Part 7 Chapter 116, Rule 116.2 (a)(2)(B).  Members also downloaded Texas Investment Adviser and Investment Adviser Representative Registration Requirements or Texas Investment Adviser and Investment Adviser Representative Registration Fee Schedule.

Version/Update: V.U/11/2019

Total Page Count/Format: 2/.pdf

Source/Author(s): TX State Securities Board