IA- Texas Invest. Adv. and IA Rep. Request for Recognition of Out-Of-State License or Registration by a Military Spouse Form 133.23

The TX Investment Adviser and Investment Adviser Representative Request for Recognition of Out-Of-State License or Registration by a Military Spouse Form 133.23 should be completed by applicants that hold an active registration issued by another state, the District of Columbia or a territory of the United States.  Additionally, a military spouse can request a waiver pursuant to Texas Administrative Code Title 7, Part 7 Chapter 116, Rule 116.18(h). Members also downloaded Texas Investment Adviser Request for Reduced Fees for Certain Persons Registered in Multiple Capacities Form 133.36 or Texas Investment Adviser and Investment Adviser Representative Waiver or Refund Request by a Military Applicant Form 133.19.

Version/Update: V.U/11/2019

Total Page Count/Format: 2/.pdf

Source/Author(s): TX State Securities Board