IA- Texas Investment Adviser and Investment Adviser Rep. Registration Requirements

The TX Investment Adviser and Investment Adviser Representative Registration Requirements highlight the steps necessary to register as an investment adviser and investment adviser representative pursuant to Texas Administrative Code Title 7, Part 7, Chapter 116.  Members also downloaded Texas Investment Adviser and Investment Adviser Representative Registration Fee Schedule or Texas Investment Adviser Certification of Balance Sheet by Principal Financial Officer Form 133.18.

Version/Update: V.U/08/2001

Total Page Count/Format: 23/.pdf

Source/Author(s): TX State Securities Board