IA- SEC Form ADV Part 1A & Part 1B

Form ADV (Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Adviser) Part 1A & Part 1B is the registration document that must be completed and submitted to the Securities and Exchange Commission (SEC) and to state securities authorities by investment adviser professionals identifying assets under management, investment style and the officers of the advisory firm.  The Form ADV must be made available to the public for companies managing in excess of $25 million and updated annually. Members also downloaded New Form ADV Part 1A Amendment Update Form or Form ADV Offer Letter & Summary of Material Changes or Investment Adviser Registration Questionnaire or SEC Form ADV Parts 1 & 2 General Instructions. 

Version/Update: 1707/07- 17/October 2017

Total Page Count/Format: 94/.pdf

Source/Author(s): SEC