IA- Rhode Island Investment Adviser Post-Licensing Requirements

The RI Investment Adviser Post-Licensing Requirements highlight the steps required to maintain licensing as a registered investment adviser pursuant to Rhode Island Department of Business Regulations Title 230, Chapter 50, Subchapter 05, Part 2.  Members also downloaded Rhode Island Investment Adviser Pre-Licensing Requirements.

Version/Update: V.U/08/22/2018

Total Page Count/Format: 16/.pdf

Source/Author(s):  RI Department of Business Regulation