IA-Oregon Investment Adviser Trade Name or Assumed Business Name Filing Form

The OR Investment Adviser Trade Name or Assumed Business Name Filing Form should be completed and filed by investment adviser applicants seeking to register under a trade or assumed business name pursuant to Oregon Revised Statute 59.175(7) and Oregon Administrative Rule 441-175-0171.

Version/Update: V.U/01/2016

Total Page Count/Format: 1/.pdf

Source/Author(s): Oregon Division of Financial Regulation