IA- Ohio Investment Adviser and Investment Adviser Representative Handbook 2.0

The OH Investment Adviser and Investment Adviser Representative Handbook 2.0 highlights the rules, regulations, requirements and the steps necessary for investment advisers and investment adviser representatives to register and operate in the State of Ohio pursuant to Ohio Division of Securities.  Members also downloaded Ohio Investment Adviser Definition Flowchart or Ohio Investment Adviser Representative Definition Flowchart.

Version/Update: V.2.0/03/2019

Total Page Count/Format: 79/.pdf

Source/Author(s):  OH Division of Securities