IA- Nebraska Investment Adviser Affidavit of Activity Form

The NE Investment Adviser Affidavit of Activity Form is an updated representation that the investment adviser applicant, its principals, officers, agents, and/or related persons have or have not transacted business prior to registration with the Department of Banking and Finance of the State of Nebraska.  Members also downloaded Nebraska Investment Adviser and Representative Registration Requirements or Nebraska Investment Adviser Surety Bond Form.

Version/Update: V.U/07/2014

Total Page Count/Format: 1/.pdf

Source/Author(s): Nebraska Department of Banking and Finance