IA- Massachusetts Invest. Adv. Rep. Affidavit for Waiving Automatic Registration

The MA Investment Adviser Representative Affidavit for an Individual Waiving Automatic Registration should be filed by an investment adviser representative for the purpose of excepting automatic registration pursuant to Mass. Gen. Laws ch. 110A, § 202(a).  Members also downloaded Massachusetts Investment Adviser and Investment Adviser Representative Registration Requirements or Massachusetts Investment Adviser and Broker-Dealer Registration Fees.

Version/Update: V.U/03/2020

Total Page Count/Format: 1/.pdf

Source/Author(s):  MA Securities Division