IA- Massachusetts Criminal Offender Record Information (CORI) Acknowledgement Form

The MA Criminal Offender Record Information (CORI) Acknowledgement Form is used by Investment Adviser Firms pursuant to the provisions under Mass. Gen. Laws c.6, § 172 for the purpose of conducting CORI checks of qualified prospective representatives.  Members also downloaded Massachusetts Investment Adviser and Investment Adviser Representative Registration Requirements or Massachusetts Investment Adviser and Broker-Dealer Registration Fees.

Version/Update: V.U/03/2020

Total Page Count/Format: 2/.pdf

Source/Author(s):  MA Securities Division