IA- Maine Investment Adviser Representative Fingerprint Filing Instructions

The ME Investment Adviser Representative Fingerprint Filing Instructions highlight the fingerprinting steps required when registering as an investment adviser representative pursuant to the State of Maine Office of Securities Rule Chapter 515 § 4 (C).  Members also downloaded Maine Investment Adviser and Representative Registration Requirements.

Version/Update: V.U/11/2013

Total Page Count/Format: 16/.pdf

Source/Author(s): Maine Dept. of Professional & Financial Regulation Office of Securities