IA- Indiana Investment Adviser Representative Fingerprinting Instructions

The IN Investment Adviser Representative Fingerprinting Instructions outline the fingerprinting requirements when individuals apply for investment adviser representative registration if they are not currently registered agents of a broker-dealer and not applying for broker-dealer registration, they must be fingerprinted for a criminal background check in the state of Indiana.

Version/Update: V.U/04/2018

Total Page Count/Format: 4/.pdf

Source/Author(s): Indiana Office of the Secretary of State Securities Division