IA- Indiana Investment Adviser Representative Fingerprinting Instructions
IA- Indiana Investment Adviser Representative Fingerprinting Instructions
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The IN Investment Adviser Representative Fingerprinting Instructions outline the fingerprinting requirements when individuals apply for investment adviser representative registration if they are not currently registered agents of a broker-dealer and not applying for broker-dealer registration, they must be fingerprinted for a criminal background check in the state of Indiana.
Version/Update: V.U/04/2018
Total Page Count/Format: 4/.pdf
Source/Author(s): Indiana Office of the Secretary of State Securities Division