IA- FINRA Uniform Branch Office Registration Form (Form BR)

The FINRA Uniform Branch Office Registration Form (Form BR) should be completed by investment advisers and submitted to their appropriate jurisdictions and or self-regulatory organizations when registering their branch offices, providing notifications, branch closures or withdrawals.  Members also downloaded New Form ADV Part 1A Amendment Update Form or Form ADV Offer Letter & Summary of Material Changes or Investment Adviser Registration Questionnaire or SEC Form ADV Part 1A & Part 1B.

Version/Update: V.U/04/2014

Total Page Count/Format: 17/.pdf

Source/Author(s):  FINRA