IA- FINRA Uniform Branch Office Registration Form (Form BR)
IA- FINRA Uniform Branch Office Registration Form (Form BR)
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The FINRA Uniform Branch Office Registration Form (Form BR) should be completed by investment advisers and submitted to their appropriate jurisdictions and or self-regulatory organizations when registering their branch offices, providing notifications, branch closures or withdrawals. Members also downloaded New Form ADV Part 1A Amendment Update Form or Form ADV Offer Letter & Summary of Material Changes or Investment Adviser Registration Questionnaire or SEC Form ADV Part 1A & Part 1B.
Version/Update: V.U/04/2014
Total Page Count/Format: 17/.pdf
Source/Author(s): FINRA