IA- District of Columbia Investment Adviser Representative Affidavit Update

The District of Columbia Investment Adviser Representative Affidavit is an updated representation that the investment adviser applicant has not transacted any business in the District of Columbia and will not provide investment advice until registered with the Securities Bureau of the District of Columbia, or If the investment adviser applicant has effected transactions on behalf of District of Columbia residents or within the District of Columbia while not effectively licensed under the Act.

Version/Update: V.U/12_22

Total Page Count: 1

Source/Author(s): DC Dept. of Insurance, Securities & Banking